COMPLIANCE & LEGAL MANAGER (BANKING - FINANCE)

Dear Our Valued Connections,

ROTalent Headhunt's Client is a company that specializes in Financial Services industry who is looking for high qualified candidates for COMPLIANCE & LEGAL MANAGER [BANKING - FINANCE] position at the moment.

• Working location: Ho Chi Minh
• Working time: Monday - Friday
• Report to: General Director
• Take care: 1 staff

Main Duties:

• Responsible for all compliance & legal issues for the company including corresponding with regulators, SBV, etc.
• To assess the impact of new/amended regulations on the business and to present to the Management appropriate steps that may be taken in countering the impact and/ meeting legal requirements.
• Review new product programs for compliance to regulatory and, where relevant, to internal policies; revise/update product programs and credit policies to ensure all are following Laws and company regulations.
• Legal training to staff when required to provide concerned people with updated knowledge of relevant legal issues.
• Monitor Company’s compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governance
• Drive the departments and business units in implementing effective internal controls and risk management framework and promote a strong risk management and compliance culture.
• Liaise with regulators and local authorities on legal and compliance issues
• Prepare coordination with Supervisory Committee and Board of Directors, etc., act as a Chief Compliance Officer
• Prepare and review contracts, agreements, official and legal documents to ensure their legal compliance.
• Coordinate and work closely with Dept Heads in proposing, outlining, and implementing corporate strategy & policy, compliance regulations and procedures.
• Proactively assist other departments to deal with relevant authorities, agencies, consultants to protect the company’s interest.
• Consult and provide other departments of legal advice when necessary.
• Undertake other assignments as delegated by Supervisor.

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• Vietnamese national, holder bachelor degree with major in Laws of Commerce
• At least 5 years of experience in compliance & legal practices preferably in finance & banking
• Proven hands-on experience in legal check, contracting, documentation for legal purposes, and profound understanding of compliance matters, SBV regulations, Law of Credit Institutions, etc. and relevant regulations
• Experience in corporate planning & management is an advantage
• Strong analytical, negotiation and presentation skills
• Ability to maintain confidentiality and a strong sense of responsibility and integrity
• Be mature, proactive, result-driven and professional
• Fluent in both spoken and written English.

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• Salary: around $3000.
• The more details will be discussed into interview.

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Pls help us recommend to your friends whom it may concern about or you’re suitable for this position via:

• Call/Zalo/Viber/Whatsapp 0966310507
• Mail to cityhunter@redorange.vn directly for further information in detail.

Thank you and Best wishes to you!

ROTalent Headhunt - Tuyen Dung Nhan Su Cap Cao

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