CEO (Securities)


Finance/Investment, Securities & Trading

Job Description

Dear Our Valued Connections,

ROTalent Headhunt's Client is a company that specializes in Securities industry who is looking for high qualified candidates for CEO (Securities) at the moment.

  • Working location: Ha Noi
  • Report to: BOD
  • Company size: around 5000 employees

Key Duties/Responsibilities:

- Direct and manage all activities of the company including Support, Sales and Marketing as well as Finance, HR and IT.

- Oversee and improve all operational systems, processes and controls in order to support better the management reporting, information flow and management, business process and organizational planning.

- Establish, implement and oversee organizational and departmental policies, goals, objectives, and procedures, conferring with board and management members, and staff members as necessary.

- Reviews the back-office activities in order to ensure that all accounts are created and activated accurately following the Know your Clients procedure and Due Diligence checks.

- Ensures the prompt, professional and efficient service to existing and potential clients.

- Reviews the customer transactions to identify fraudulent activity.

- Develops, maintains and enhances relationships with Institutional partners’ affiliates, ensuring excellent standard of service.

- Manage and increase the effectiveness of all relevant operations and support services, through improvements to each function as well as coordination and communication between support and business functions.

- Drive initiatives that contribute to long-term operational excellence.

- Ensure that the responsibilities of staff are accomplished to achieve business objectives.

- Supervises and monitors results.


Job Requirement

  • Key Skills/Experience:

- At least 10+ years’ of experience in this Firm.

- Knowledge of and experience in Finance, compliance and regulation matters.

- University degree in a business-related field or equivalent.

- Knowledge of all operating functions of a Forex/CFD broker.

- Proficient in Microsoft Office applications.

- Strong management and organizational skills, Prefer young and active candidates

- Proven experience in leading complex teams and with the ability to influence and motivate complex teams both virtually and directly.

- Proven ability to deliver work in a timely manner whilst under pressure within a fast-paced and constantly evolving environment.

- Knowledge and understanding of the legal regulations to which a regulated broker is subject to.

- Strategic Thinking, Problem Solving, Planning and Organizing, Decision-making, Influencing, Leadership skills, Delegation, Time Management Etc. 



  • Salary:

- More details will be discussed into interview.



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Thank you and Best wishes to you!


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